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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2022-12-06
  • KY RA
    APPROVED
    Since 2022-12-06

Branch Locations

1 Highland Ave Suite F, Fort Thomas, KY 41075 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Fort Thomas KY 02/2021 Present
Edward Jones Fort Thomas KY 07/2001 02/2021
Raymond James Financial Services Advisors, Inc. Ft. Thomas KY 12/2022 Present
Other Businesses

(1)Name of Business: Bisbe Capital Address: 1 Highland Ave Ste F, Fort Thomas, KY, 41075-1624, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/26/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Administrative support

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-28
  • S66 Uniform Combined State Law Examination
    2022-11-28
Other Names
  • Brandi Rae Helms

View on SEC IAPD

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