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Gary Lewis Nelson

Rbc Capital Markets, LLC

Stillwater, MN

Hudson, WI

CRD 4439540

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-30
WI RA APPROVED 2024-06-28
FL RA APPROVED 2021-09-30
MN RA APPROVED 2018-08-08
  • TX RA
    APPROVED_RES
    Since 2024-09-30
  • WI RA
    APPROVED
    Since 2024-06-28
  • FL RA
    APPROVED
    Since 2021-09-30
  • MN RA
    APPROVED
    Since 2018-08-08

Branch Locations

350 N. Main Street Suite 106, Stillwater, MN 55082-7055 • United States

Hudson, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Woodbury MN 05/2009 11/2016
Wells Fargo Clearing Services, Llc Woodbury MN 11/2016 08/2018
Rbc Capital Markets, Llc. Stillwater MN 08/2018 Present
City National Bank Stillwater MN 02/2019 01/2025
Previous Registrations
Other Businesses

POWER OF ATTORNEY FOR AUNT; INV. RELATED; WOODBURY, MN; START DATE 5/2018; 2 HRS PER MONTH; 0 HRS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-02-22
S63 Uniform Securities Agent State Law Examination 2001-10-12
  • S65 Uniform Investment Adviser Law Examination
    2019-02-22
  • S63 Uniform Securities Agent State Law Examination
    2001-10-12
Other Names
  • Gary Lewis Nelson

View on SEC IAPD

Nearby Firms

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MORGAN STANLEY
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Nearby Investors

JESSE ANDREW BENGTSON
JILL MAUREEN BRETT
RYAN DENNIS NAATJES

Nearby Offices

LPL FINANCIAL LLC · STILLWATER, MN
MORGAN STANLEY · STILLWATER, MN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · STILLWATER, MN

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