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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
NJ RA APPROVED 2013-12-17
  • NY RA
    APPROVED
    Since 2021-08-17
  • NJ RA
    APPROVED
    Since 2013-12-17

Branch Locations

Citi Private Bank 388 Greenwich Street, 30Th Floor, New York, NY 10013 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets New York NY 03/2008 Present
  • 03/2008 → Present
    Citigroup Global Markets
    New York, NY
Other Businesses

30% OWNERSHIP IN SMALL RETAIL CLOTHING FAMILY BUSINESS (LOLA AYUSO S.L.). BUSINESS IS NON-INVESTMENT RELATED. ADDRESS: ALCALA 375, 28027 MADRID, SPAIN. NO TIME DEVOTED TO THE BUSINESS, NO INVOLVEMENT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-12-12
S63 Uniform Securities Agent State Law Examination 2001-12-20
  • S65 Uniform Investment Adviser Law Examination
    2013-12-12
  • S63 Uniform Securities Agent State Law Examination
    2001-12-20

View on SEC IAPD

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