Marc A Staley

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-03

NY RA
APPROVED

Since 2021-08-03

Branch Locations

216 E Main St Ste 2, Batavia, NY 14020-2221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Batavia	NY	12/2010	Present

12/2010 → Present

Lpl Financial Llc

Batavia, NY

Other Businesses

1. 11/24/2010 - Coach/Sports - NOT INV REL - 5% TIME SPENT - Varsity Hockeuy Coach 11/15-02/15 Every year 2. 12/30/2010 - The Staley Group - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business).

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-10-31
S63	Uniform Securities Agent State Law Examination	2001-10-26

S65 Uniform Investment Adviser Law Examination

2001-10-31
S63 Uniform Securities Agent State Law Examination

2001-10-26

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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