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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-21 |
Branch Locations
5847 San Felipe Street Ste 3900, Houston, TX 77057 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W Baird & Co., Incorporated | Houston | TX | 09/2017 | 03/2025 |
| Stephens Inc | Houston | TX | 06/2013 | 01/2017 |
| John Peterkin | Houston | TN | 02/2017 | 09/2017 |
| Raymond James & Associates, Inc. | Houston | TX | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 2003-02-14 |
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