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Troy J Bennett

Independent Financial Group, LLC

San Diego, CA

San Diego, CA

Temple, TX

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Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-04
  • TX RA
    APPROVED_RES
    Since 2020-02-04

Branch Locations

12671 High Bluff Drive Suite 200, San Diego, CA 92130 • UNITED STATES

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Temple, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Independent Financial Group San Diego CA 05/2010 Present
  • 05/2010 → Present
    Independent Financial Group
    San Diego, CA
Previous Registrations
  • 2006-06-30 → 2010-06-16
    Ameritas Investment Company, Llc
    Medford, OR
  • 2004-03-01 → 2006-06-30
    Carillon Investments, Inc.
    Medford, OR
    Medford, OR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-02-12
S63 Uniform Securities Agent State Law Examination 2001-08-16
  • S65 Uniform Investment Adviser Law Examination
    2004-02-12
  • S63 Uniform Securities Agent State Law Examination
    2001-08-16

View on SEC IAPD

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