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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-22 |
| TX | RA | APPROVED_RES | 2021-07-22 |
Branch Locations
277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | New York | NY | 10/2010 | Present |
| J.P. Morgan Securities Llc | New York | NY | 10/2008 | Present |
Entity Name: Help Argentina Investment related: No "Address: 16 East 96th St, 4B New York, NY 10164 https://www.helpargentina.org/en" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 12/15/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Promotes social investment in Argentina. Help Argentina might open a checking account with JPMorgan, and the Executive Manager has an account at JPM which I cover." Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-11-02 |
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