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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-01-19
  • WI RA
    APPROVED
    Since 2024-01-19

Branch Locations

W1870 Creek Rd, Oconomowoc, WI 53066 • United States

104 West Main Street Suite B, Watertown, WI 53094 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Investments, Inc. Watertown WI 12/2013 11/2017
Woodbury Financial Services Inc Watertown WI 11/2017 01/2024
Osaic Wealth, Inc. Watertown WI 01/2024 Present
  • 12/2013 → 11/2017
    Sii Investments, Inc.
    Watertown, WI
  • 11/2017 → 01/2024
    Woodbury Financial Services Inc
    Watertown, WI
  • 01/2024 → Present
    Watertown, WI
Previous Registrations
  • 2017-11-01 → 2024-01-19
    Woodbury Financial Services, Inc.
    Watertown, WI
  • 2013-12-06 → 2017-11-02
    Sii Investments, Inc.
    Watertown, WI
  • 2013-10-04 → 2013-12-16
    Watertown, WI
    San Diego, CA
    Watertown, WI
  • 2012-08-01 → 2013-10-22
    Bmo Harris Financial Advisors, Inc.
    Watertown, WI
  • 2005-11-14 → 2012-08-01
    M&I Financial Advisors, Inc
    Madison, WI
    Watertown, WI
    Watertown, WI
  • 2010-04-27 → 2012-04-18
    M&I Investment Management Corp.
    Milwaukee, WI
Other Businesses

SCHROEDER FINANCIAL SERVICES POSITION: Registered Sales Assistant NATURE: Schroeder Financial Services is an LLC. This is our dba name associated with the broker dealer. INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 10/04/2013 ADDRESS: 104 W Main Street, Watertown WI 53094, United States DESCRIPTION: Registered sales assistant to Greg Schroeder, Owner, Financial Advisor. Phone calls, paperwork, enter data, schedule meetings, place trades, etc.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-11-14
S63 Uniform Securities Agent State Law Examination 2002-08-29
  • S65 Uniform Investment Adviser Law Examination
    2005-11-14
  • S63 Uniform Securities Agent State Law Examination
    2002-08-29
Other Names
  • Melody Marie Braunschweig

View on SEC IAPD

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