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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-01-19 |
Branch Locations
W1870 Creek Rd, Oconomowoc, WI 53066 • United States
104 West Main Street Suite B, Watertown, WI 53094 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc. | Watertown | WI | 12/2013 | 11/2017 |
| Woodbury Financial Services Inc | Watertown | WI | 11/2017 | 01/2024 |
| Osaic Wealth, Inc. | Watertown | WI | 01/2024 | Present |
SCHROEDER FINANCIAL SERVICES POSITION: Registered Sales Assistant NATURE: Schroeder Financial Services is an LLC. This is our dba name associated with the broker dealer. INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 10/04/2013 ADDRESS: 104 W Main Street, Watertown WI 53094, United States DESCRIPTION: Registered sales assistant to Greg Schroeder, Owner, Financial Advisor. Phone calls, paperwork, enter data, schedule meetings, place trades, etc.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-29 |
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