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James Benjamin Hurt

Wells Fargo Clearing Services, LLC

Roanoke, VA

Charlottesville, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2007-07-17
  • VA RA
    APPROVED
    Since 2007-07-17

Branch Locations

10 S Jefferson St Ste 2100 [V3/V8-Rbo], Roanoke, VA 24011 • United States

901 Emmet St N, Charlottesville, VA 22903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Roanoke VA 02/2007 Present
Wells Fargo Advisors Llc Charlottesville VA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Charlottesville VA 11/2016 Present
  • 02/2007 → Present
    Wachovia Bank, N.A.
    Roanoke, VA
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Charlottesville, VA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Charlottesville, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-07-16
S63 Uniform Securities Agent State Law Examination 2007-03-22
  • S65 Uniform Investment Adviser Law Examination
    2007-07-16
  • S63 Uniform Securities Agent State Law Examination
    2007-03-22
Other Names
  • J. B. Hurt

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP.
TRUIST ADVISORY SERVICES, INC.
LPL FINANCIAL LLC
HORNOR, TOWNSEND & KENT, LLC
AMERIPRISE FINANCIAL SERVICES, LLC

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Other Offices

COMMONWEALTH FINANCIAL NETWORK · Roanoke, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Roanoke, VA
CETERA INVESTMENT ADVISERS LLC · CAVE SPRING, VA
STATE FARM INVESTMENT MANAGEMENT CORP. · Roanoke, VA
TRUIST ADVISORY SERVICES, INC. · ROANOKE, VA
TRUIST ADVISORY SERVICES, INC. · ROANOKE, VA
LPL FINANCIAL LLC · ROANOKE, VA
HORNOR, TOWNSEND & KENT, LLC · ROANOKE, VA

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