Kathryn Marie Rodriguez

Current Employers

Employment History

• 05/2016 → 01/2017
  Efficient Wealth Management, Llc
  The Woodlands, TX
• 02/2017 → 11/2018
  Td Ameritrade
  Houston, TX
• 12/2018 → 04/2025
  Charles Schwab & Co., Inc.
  The Woodlands, TX
• 12/2018 → 04/2025
  Charles Schwab Bank
  The Woodlands, TX
• 04/2025 → Present
  Ameriprise Financial Services, Llc
  Houston, TX

Previous Registrations

• 2018-12-12 → 2025-04-05
  Charles Schwab & Co., Inc.
  The Woodlands, TX
• 2017-02-28 → 2018-11-30
  Td Ameritrade, Inc.
  Houston, TX
  Omaha, NE
  The Woodlands, TX
• 2017-02-28 → 2018-11-30
  Td Ameritrade Investment Management, Llc
  Houston, TX
  Woodlands, TX
• 2016-05-17 → 2017-02-03
  Avion Wealth
  The Woodlands, TX
• 2015-04-13 → 2016-04-20
  Mercer Global Advisors Inc.
  Sugar Land, TX
• 2006-11-09 → 2015-03-13
  Strategic Advisers Llc
  The Woodlands, TX

Other Businesses

Outside Employment; Tiras Wealth Management LLC; LLC to handle the operations and income split for our AMPF franchises; Manage advisory business; 11 Greenway, #3000, Houston, TX, 77046; Investment-Related; 01/01/2026; 60 hours per month; 60 during trading hours. Other Business Activities; iSchool High Creekside PTO President; President of my daughter's high school PTO.; 8747 W New Harmony Trail, , Tomball, TX, 77375; Not Investment-Related; 08/31/2026; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2006-10-20
• S63 Uniform Securities Agent State Law Examination
  2001-11-14

Designations

Other Names

• Katie Marie Howerton
• Kathryn Marie Howerton
• Katie Rodriguez