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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2018-09-12 |
| TX | RA | APPROVED_RES | 2018-09-04 |
Branch Locations
1101 Mallard Place Suite C, Bentonville, AR 72712 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Proequities, Inc. | Bentonville | AR | 03/2005 | 08/2018 |
| Summit Wealth Management | Bentonville | AR | 08/2014 | Present |
| Lpl Financial, Llc | Bentonville | AR | 08/2018 | Present |
1. 8/31/2018 - SUMMIT WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/2014 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-08 |
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