Kelly Ann O'MAlley

Current Employers

Employment History

• 09/2007 → 01/2024
  Woodbury Financial Services
  Oak Brook, IL
• 01/2024 → Present
  Osaic Wealth, Inc.
  Oakbrook Terrace, IL

Previous Registrations

• 2007-09-04 → 2024-01-19
  Woodbury Financial Services, Inc.
  Oakbrook Terrace, IL
• 2003-03-04 → 2007-09-11
  1717 Capital Management Company
  Downers Grove, IL
  Lombard, IL

Other Businesses

1. INDEPENDENT ADVISOR GROUP POSITION: Member NATURE: It is LLC we made so we could sign a business lease for all of us Woodbury advisors--there is not income and we do not Market this name--it is a necessary part of signing a lease with multiple people INVESTMENT RELATED: No NUMBER OF HRS: 1 SECURITIES TRADING HRS: 1 START DATE: 03/20/2012 ADDRESS: 1801 S Meyers, Ste 150, Mt prospect IL 60056 DESCRIPTION: We meet about every 8 weeks to discuss office items--coffee conference room, noise level, etc. 2. BOSS WOMAN UNITED POSITION: Fund Holder(Liaison) NATURE: scholarship fund, held and administered by Rockland Community Foundation (RCF)from Soup to nuts. INVESTMENT RELATED: No NUMBER OF HRS: 4 SECURITIES TRADING HRS: 0 START DATE: 12/11/2023 ADDRESS: Rockland Community Fdtn PO BOX 323, New City NY 10956 DESCRIPTION: I will get word out to women in industry that we have this fund, 100% funded by people IN OUR INDUSTRY to help Female Financial Advisors progress their career. I have following duties:1) getting word out about donations and scholarships 2)Helping choose which women qualify for scholarship and letting foundation know who recipients will be 3. CONFIDENCE AND COMFORT CONSULTING LLC POSITION: owner NATURE: LLC that is taxed liked an S corp. for more favorable taxation and set up 401k plan INVESTMENT RELATED: No NUMBER OF HRS: 2 SECURITIES TRADING HRS: 0 START DATE: 07/01/2023 ADDRESS: 1616 E Cedar LN, Mount Prospect IL 60056 DESCRIPTION: Basically, to help with taxes as my husband went self employed, didn't realize out $2500/month Medical premium would be subject to social security and FICA. I formed this LLC with S election with my CPA and attorney friend to have tax benefits. This is "Pass thru" for all my 1099 commissions for more favorable taxation on Medical benefits 4. LURIE'S CHILDREN'S HOSPITAL PROJECT DOCC POSITION: Volunteer NATURE: Lurie's is Children's Hospital in Chicago as my son has had several surgeries there and severely disabled. When he had Cochlear implant surgery in 2006 I became Parent Mentor for other parents(I do after hours and talk to parents about my experience and ideas on how to cope). Over summer, was contacted about being mentor for new Dr. Residents as a "Mom of a severely disabled child". For 2 hours they will have opportunity to ask any questions on best way to handle parent/kids. INVESTMENT RELATED: No NUMBER OF HRS: 2 SECURITIES TRADING HRS: 2 START DATE: 08/21/2024 ADDRESS: 225 E Chicago, Chicago IL 60611 DESCRIPTION: Children's let's me know they have new residents, finds out my schedule and schedule a 2 hour time slot that fits into my schedule. This is new but it can be once per month--maybe less if my schedule doesn't coordinate. There is $50 Stipend after I meet with Dr. to acknowledge my time which I donate to Marklund (Charity for Severely disabled). I LOVE Luries and it is very heart healthy for me to talk to residents to give them tips to handle parents and kids as best as they can. There is ABSOLULETY NO TALKING ABOUT WHAT MY CAREER IS. 5. NORTHPOINT FINANCIAL GROUP POSITION: CFP NATURE: DBA and they help my business/clients by providing additional infrastructure(trading team, 401k department, other business support help--paperwork, client events, etc.) INVESTMENT RELATED: Yes NUMBER OF HRS: 6 SECURITIES TRADING HRS: 6 START DATE: 11/10/2025 ADDRESS: 1801 S Meyers, Ste 150, Oakbrook Terrace IL 60181 DESCRIPTION: I am one of partners. I am working with valuable teams at NPFG. As my business has grown over last five years, they are helping me continue to service my clients and take care of new ones with their infrastructure of teams.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-01-31
• S63 Uniform Securities Agent State Law Examination
  2001-09-22

Other Names

• Kelly Ann O'MAlley
• Kelly Ann O'MAlley
• Kelly O'MAlley Sherkey
• Kelly O'MAlley Sherkey