Ryan Andrew Klimek

Current Employers

Employment History

• 07/2012 → 08/2017
  Next Financial Group Inc
  Houston, TX
• 08/2017 → 06/2024
  Securities America Inc
  Henrico, VA
• 08/2017 → 06/2024
  Securities America Advisors
  Henrico, VA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Henrico, VA

Previous Registrations

• 2017-08-25 → 2024-06-14
  Securities America Advisors, Inc.
  Glen Allen, VA
  Henrico, VA
• 2013-12-10 → 2017-09-01
  Next Financial Group, Inc.
  Glen Allen, VA
  Houston, TX
  Richmond, VA

Other Businesses

1. DBA- PINNACLE FIRST FINANCIAL GROUP 2. RYAN A KLIMEK POSITION: Agent NATURE: Insurance sales and services for fixed insurance products including life, health, disability, long-term care, and annuity. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 6 START DATE: 06/22/2001 ADDRESS: 3781 WESTERRE PKWY, A, HENRICO VA 23233 DESCRIPTION: Insurance solicitation, sales, service of clients, and consultation on existing policies. 3.PINNACLE FIRST FINANCIAL GROUP, LLC POSITION: Managing Partner NATURE: LLC formed in 2008 and active as DBA and marketing name for securities and insurance business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 12/28/2008 ADDRESS: 3781 Westerre Parkway, Suite A, Henrico VA 23233, United States DESCRIPTION: Run office operations. Oversee assistants, responsibility for bill paying and dealing with vendors that provide services such as phone/internet, IT support, supplies for the office, leasing of space, etc. Set schedules and duties for assistants, mentor agents and advisors who put business with us, oversee broker-dealer compliance as an OSJ/FLS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-12-10
• S63 Uniform Securities Agent State Law Examination
  2001-10-15