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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2011-11-30
VA RA APPROVED 2011-07-22
  • MD RA
    APPROVED
    Since 2011-11-30
  • VA RA
    APPROVED
    Since 2011-07-22

Branch Locations

30 W. Patrick St. Suite 200, Frederick, MD 21701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Pittsburgh PA 07/2011 Present
  • 07/2011 → Present
    Pnc Investments
    Pittsburgh, PA
Previous Registrations
  • 2007-04-02 → 2007-11-26
    Morgan Stanley & Co. Llc
    Frederick, MD
  • 2004-04-02 → 2007-04-02
    Morgan Stanley Dw Inc.
    Frederick, MD
    Frederick, MD
  • 2001-11-15 → 2004-04-06
    Legg Mason Wood Walker, Incorporated
    Frederick, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-06
  • S66 Uniform Combined State Law Examination
    2011-09-06
Designations

View on SEC IAPD

Other Firms

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