Robert N Schmidt

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 07/2017
  Morgan Stanley
  New York, NY
• 01/2015 → 07/2017
  Morgan Stanley Private Bank, National Association
  New York, NY
• 07/2017 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 07/2017 → Present
  Bank Of America, N.A.
  New York, NY

Other Businesses

I*2883265, Entity Type: Entity Charitable, Name of OBA: Ripley Waterfowl Conservancy, Address: Litchfield , Connecticut, 06759, Investment Related: N, Position, Title, Association: Officer, Employee State Date: 11/01/2025, No Hours: 15 Yearly, No Hours during Trading: 0 Yearly, Duties: President of the Board of Directors. Conserving rare and endangered waterfowl through breeding programs and re-release efforts. I*3952272 Entity Type: Entity Charitable Name of OBA: Chore Service Address: Salisbury, Connecticut Investment Related: No Position, Title, Association: Board Member Employee Start Date: 03/15/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0, Monthly Duties: This organization helps elderly people and people with disabilities remain safely and comfortably at home by providing subsidized chore services. Helping with fund raising events and strategic initiatives. I will be serving on the board.

Exams

• S66 Uniform Combined State Law Examination
  2001-11-14

Other Names

• Robert N Schmidt
• Robert Schmidt