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Laura Kay Galarneau Mossakowski

LPl Financial LLC

Green Bay, WI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-03
WI RA APPROVED 2009-09-08
  • TX RA
    APPROVED
    Since 2022-06-03
  • WI RA
    APPROVED
    Since 2009-09-08

Branch Locations

2555 Continental Court, Ste 4, Green Bay, WI 54311-0000 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Self-Employed Green Bay WI 06/2001 Present
Lpl Financial Llc Green Bay WI 09/2009 Present
  • 06/2001 → Present
    Self-Employed
    Green Bay, WI
  • 09/2009 → Present
    Green Bay, WI
Previous Registrations
  • 2009-01-27 → 2009-09-08
    Mutual Service Corporation
    Boston, MA
    Green Bay, WI
    Appleton, WI
    Green Bay, WI
  • 2002-08-09 → 2002-08-09
    Woodbury Financial Services, Inc.
    Green Bay, WI
    Greenbay, WI
    Green Bay, WI
Other Businesses

(1) 12/30/2009: Laura Mossakowski, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). (2) 07/06/2010: No Business Name - Notary - NOT INV REL - At Reported Business Location(s) - Notarize documents for clients occassionally. - 1% Time Spent (3) 07/13/2010: No Business Name - Non-Variable Insurance - INV REL - At Reported Business Location(s) - insurance agent, fixed products including life, universal, and health (4) 07/29/2010: Pre-paid Legal & ID theft - Other-Legal Services - INV REL - At Reported Business Location(s) - Offer pre-paid legal and ID theft protection insurance policies to clients - 2% Time Spent (5) 02/26/2014: Laura and Peter Mossakowski Family Dog Park, Ltd - Non-Profit Board Member - NOT INV REL - At Reported Business Location(s) - As Dog Park Committee President, I am in charge of presiding over the meetings of the Committee, setting the dates and times for meetings and establishing the agenda for the meetings. - 2% Time Spent (6) 11/14/2022 - Green Bay Area Public School Education Foundation - Not Investment Related - 200 S Broadway St, Green Bay, WI - Non-Profit Board Member - Start Date - 08/01/2022 - 1 Hours Per Month/1 Hours During Securities Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-01-09
S63 Uniform Securities Agent State Law Examination 2001-10-11
  • S65 Uniform Investment Adviser Law Examination
    2002-01-09
  • S63 Uniform Securities Agent State Law Examination
    2001-10-11
Designations
Other Names
  • Laura Galarneau
  • Laura K.G. Mossakowski
  • Laura Kay Galarneau Mossakowski
  • Laura Kaygalarneau Mossakowski

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