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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-06-03 |
| WI | RA | APPROVED | 2009-09-08 |
Branch Locations
2555 Continental Court, Ste 4, Green Bay, WI 54311-0000 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self-Employed | Green Bay | WI | 06/2001 | Present |
| Lpl Financial Llc | Green Bay | WI | 09/2009 | Present |
(1) 12/30/2009: Laura Mossakowski, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). (2) 07/06/2010: No Business Name - Notary - NOT INV REL - At Reported Business Location(s) - Notarize documents for clients occassionally. - 1% Time Spent (3) 07/13/2010: No Business Name - Non-Variable Insurance - INV REL - At Reported Business Location(s) - insurance agent, fixed products including life, universal, and health (4) 07/29/2010: Pre-paid Legal & ID theft - Other-Legal Services - INV REL - At Reported Business Location(s) - Offer pre-paid legal and ID theft protection insurance policies to clients - 2% Time Spent (5) 02/26/2014: Laura and Peter Mossakowski Family Dog Park, Ltd - Non-Profit Board Member - NOT INV REL - At Reported Business Location(s) - As Dog Park Committee President, I am in charge of presiding over the meetings of the Committee, setting the dates and times for meetings and establishing the agenda for the meetings. - 2% Time Spent (6) 11/14/2022 - Green Bay Area Public School Education Foundation - Not Investment Related - 200 S Broadway St, Green Bay, WI - Non-Profit Board Member - Start Date - 08/01/2022 - 1 Hours Per Month/1 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-11 |
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