Laura Kay Galarneau Mossakowski

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2001 → Present
  Self-Employed
  Green Bay, WI
• 09/2009 → Present
  Lpl Financial Llc
  Green Bay, WI

Previous Registrations

• 2009-01-27 → 2009-09-08
  Mutual Service Corporation
  Boston, MA
  Green Bay, WI
  Appleton, WI
  Green Bay, WI
• 2002-08-09 → 2002-08-09
  Woodbury Financial Services, Inc.
  Green Bay, WI
  Greenbay, WI
  Green Bay, WI

Other Businesses

(1) 12/30/2009: Laura Mossakowski, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). (2) 07/06/2010: No Business Name - Notary - NOT INV REL - At Reported Business Location(s) - Notarize documents for clients occassionally. - 1% Time Spent (3) 07/13/2010: No Business Name - Non-Variable Insurance - INV REL - At Reported Business Location(s) - insurance agent, fixed products including life, universal, and health (4) 07/29/2010: Pre-paid Legal & ID theft - Other-Legal Services - INV REL - At Reported Business Location(s) - Offer pre-paid legal and ID theft protection insurance policies to clients - 2% Time Spent (5) 02/26/2014: Laura and Peter Mossakowski Family Dog Park, Ltd - Non-Profit Board Member - NOT INV REL - At Reported Business Location(s) - As Dog Park Committee President, I am in charge of presiding over the meetings of the Committee, setting the dates and times for meetings and establishing the agenda for the meetings. - 2% Time Spent (6) 11/14/2022 - Green Bay Area Public School Education Foundation - Not Investment Related - 200 S Broadway St, Green Bay, WI - Non-Profit Board Member - Start Date - 08/01/2022 - 1 Hours Per Month/1 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-01-09
• S63 Uniform Securities Agent State Law Examination
  2001-10-11

Designations

• Certified Financial Planner

Other Names

• Laura Galarneau
• Laura K.G. Mossakowski
• Laura Kay Galarneau Mossakowski
• Laura Kaygalarneau Mossakowski