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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2024-03-22 |
Branch Locations
220 S King Street 20Th Floor, Honolulu, HI 96813 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Hawaiian Bank | Honolulu | HI | 04/2010 | 12/2023 |
| Bancwest Investment Services | Honolulu | HI | 04/2010 | 05/2017 |
| Raymond James Financial Services | Honolulu | HI | 05/2017 | 12/2023 |
| Raymond James Financial Services Advisors Inc. | Honolulu | HI | 05/2017 | 12/2023 |
| First Hawaiian Advisor | Honolulu | HI | 05/2017 | 12/2023 |
| First Hawaiian Advisor - Raymond James | Honolulu | HI | 05/2017 | 12/2023 |
| Lpl Financial | Honolulu | HI | 03/2024 | Present |
| Central Pacific Bank | Honolulu | HI | 01/2024 | Present |
1- 03/2024 / CP Investment Services / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business locations 2- 03/2024 / CENTRAL PACIFIC BANK / Financial Institution Duty / Investment Related / 160 hrs mth / 8 hrs during trading / Start date: 01/2024
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 2004-07-15 |
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