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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-24 |
| TX | RA | APPROVED_RES | 2018-01-02 |
| NC | RA | APPROVED | 2006-10-23 |
Branch Locations
3800 Glenwood Avenue Suite 400, Raleigh, NC 27612 • United States
Raleigh, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Raleigh | NC | 03/2008 | Present |
(1) DUCKS UNLIMITED; ADDRESS: ZEBULON, NC; BUSINESS DESCRIPTION: NON-PROFIT, WETLANDS CONSERVATION; NOT INVESTMENT RELATED; START DATE: 01/01/2012; CAPACITY: OFFICER; DUTIES: EVENT PLANNING, DIRECTING MEETINGS, DIRECT CONTACT FOR THE LOCAL CHAPTER; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-03-13 |
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