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Donald Drew Getman

Rbc Capital Markets, LLC

Raleigh, NC

Raleigh, NC

CRD 4431321

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-24
TX RA APPROVED_RES 2018-01-02
NC RA APPROVED 2006-10-23
  • NY RA
    APPROVED
    Since 2021-08-24
  • TX RA
    APPROVED_RES
    Since 2018-01-02
  • NC RA
    APPROVED
    Since 2006-10-23

Branch Locations

3800 Glenwood Avenue Suite 400, Raleigh, NC 27612 • United States

Raleigh, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Raleigh NC 03/2008 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Raleigh, NC
Previous Registrations
  • 2003-08-12 → 2006-10-23
    Jbs Liberty Securities, Inc.
    Raleigh, NC
    Raleigh, NC
    Raleigh, NC
  • 2002-06-20 → 2003-07-03
    Raleigh, NC
  • 2002-03-22 → 2002-06-20
    Wachovia Securities, Inc.
    Raleigh, NC
Other Businesses

(1) DUCKS UNLIMITED; ADDRESS: ZEBULON, NC; BUSINESS DESCRIPTION: NON-PROFIT, WETLANDS CONSERVATION; NOT INVESTMENT RELATED; START DATE: 01/01/2012; CAPACITY: OFFICER; DUTIES: EVENT PLANNING, DIRECTING MEETINGS, DIRECT CONTACT FOR THE LOCAL CHAPTER; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-03-13
  • S66 Uniform Combined State Law Examination
    2002-03-13
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant

View on SEC IAPD

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