James Cordon

Current Employers

Employment History

• 01/2009 → 11/2017
  Morgan Stanley & Co. Incorporated
  New York, NY
• 06/2009 → 11/2017
  Morgan Stanley Smith Barney
  New York, NY
• 01/2015 → 11/2017
  Morgan Stanley Private Bank, National Association
  New York, NY
• 11/2017 → 11/2025
  Jpmorgan Chase Bank, N.A.
  New York, NY
• 11/2017 → 11/2025
  Jpmorgan Securities, Llc.
  New York, NY
• 11/2025 → Present
  Wells Fargo Clearing Services, Llc
  New York, NY

Previous Registrations

• 2017-11-07 → 2025-11-19
  J.P. Morgan Securities Llc
  New York, NY
  Glen Ridge, NJ

Other Businesses

Entity Name: Mounds Park Academy - Board of Directors Investment related: No Address: 2051 St. Paul, MN Nature of the other business: Board of Directors responsible for oversight of the school and administration. Position/Title/Relationship: Member of an Advisory Board Start Date: 01-Aug-2017 Approximate # of hours a month: 10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Member of the board for a private high school. We are charge with oversight of budget, audit, new members, administration staff, activities, etc. SHELSKY'S SMOKED FISH ; NOT INV RELATED; BROOKLYN,NY; JEWISH APPETIZING SHOP;10% OWNERSHIP; START DATE: 06/15/2012; 1 HRS PER MONTH; 0 HRS DURING TRADING; | GAS LAMP PLAYERS; NOT INV RELATED; GLEN RIDGE,NJ; LOCAL THEATRE - NGO; BOARD OF TRUSTEES; START DATE: 07/15/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-01-21
• S63 Uniform Securities Agent State Law Examination
  2001-12-05

Other Names

• James Peter Cordon