Alan Brian Watts

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Mission Viejo, CA
• 11/2016 → 03/2018
  Wells Fargo Clearing Services, Llc
  Mission Viejo, CA
• 03/2018 → Present
  Wells Fargo Advisors Financial Network, Llc
  Irvine, CA

Previous Registrations

• 2008-01-01 → 2018-03-12
  Wells Fargo Clearing Services, Llc
  Irvine, CA
  San Juan Capistrano, CA
  Mission Viejo, CA
• 2002-06-21 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  San Juan Capistrano, CA
  San Juan Capistrano, CA
  St. Louis, MO

Other Businesses

1. RENTAL PROPERTY; INV RELATED; SAN CLEMENTE, CA; 100% OWNERSHIP; START 5/1/2008; 4 HRS PER MTH/0 DURING MARKET; COLLECT RENT. 2. RENTAL PROPERTY; INV RELATED; SAN CLEMENTE, CA; RENTAL PROPERTY; OWNER; START 4/20/2011; 2 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: COLLECT RENT, PAY BILLS. 3. RENTAL PROPERTY; INV RELATED; SAN CLEMENTE, CA; RENTAL PROPERTY; OWNER; START 4/20/2011; 2 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: COLLECT RENT, PAY BILLS. - 4. 210 WEST VERMONT AVE APARTMENT BUILDING; INV RELATED; ANAHEIM, CA; SOLE OWNER; START 6/30/2011; 4 HOURS DEVOTED PER MONTH; NONE DURING TRADING HOURS.- 5. PACIFIC PROPERTIES PLUS; INV RELATED; SAN CLEMENTE, CA; SOLE PROPRIETORSHIP FOR RENTAL INCOME; 100% OWNERSHIP; START 6/1/2011; 5 HOURS DEVOTED PER MONTH; NONE DURING TRADING HOURS. 6. OC AIRVENTURES LLC; NOT INV RELATED; SAN CLEMENTE, CA; 100% OWNERSHIP; START 1/1/2018; 8 HRS PER MONTH; 0 HRS DURING TRADING, AIRPLANE OWNERSHIP. 7. CASTLE PROPERTY HOLDINGS, LLC; INV. RELATED; SAN CLEMENTE, CA; OWNER; REAL ESTATE INVESTMENT; START 8/25/2017; 2 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: PAYING BILLS AND COLLECTING RENTS. 8. GARDEN OF THE GODS STRIP MALL; INV. RELATED; SAN CLEMENTE, CA; OWNER; RETAIL STRIP; START 8/25/2017; 2 HRS PER MONTH; 0 HRS DURING TRADING. 9. RENTAL PROPERTY; INV. RELATED; LAWRENCE, KS; OWNER; OWN PROPERTY THAT IS LEASED TO QDOBA; START 8/25/2017; 2 HRS PER MONTH; 0 HRS DURING TRADING. 10. RENTAL PROPERTY; INV. RELATED; BELLEVUE, NE; OWNER; OWN PROPERTY THAT IS LEASED TO BURGER KING; START 8/25/2017; 2 HRS PER MONTH; 0 HRS DURING TRADING. 11. RENTAL PROPERTY; INV RELATED; ATLANTA, GA; OWNER; LAND/PROPERTY LEASED TO KRYSTAL'S BURGERS; START 11/30/2018; 0 HR/MO; 0 DURING TRADING. 12. CASTLE WEALTH MANAGEMENT GROUP; INVESTMENT RELATED; IRVINE,CA; 100% OWNERSHIP; START 4/11/2018; NUMBER OF HOURS PER MONTH 5; NUMBER OF HOURS DURING TRADING 0; CEO. 13. DOWNERS GROVE STRIP LLC, INV RELATED, DOWNERS GROVE, IL, 50% OWNERSHIP, START 2/1/2019, 0 HRS/MONTH, 0 HRS DURING TRADING. 14. L33JETS.COM, NOT INV RELATED, CARLSBAD, CA, PILOT, START 5/1/2021, 15 HOURS PER MONTH, ZERO HOURS DURING TRADING, JET CHARTER. 15. CASTLE WEALTH MANAGEMENT GROUP 401K; INVESTMENT RELATED; IRVINE,CA; TRUSTEE; FINET 401K START 5/2018; 0 HRS PER MONTH. 16. FAST & FAR LLC, NOT INV RELATED, IRVINE, CA, 100% OWNERSHIP, START 4/28/2023, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS AIRPLANE. 17. LITTLE WING AVIATION LLC, NOT INV RELATED, IRVINE, CA, 100% OWNERSHIP, START 4/13/2023, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS AIRPLANE. WATTS GP, LLC ; INV RELATED;IRVINE,CA; MERCHANT PARTNERSHIP;90% OWNERSHIP; START DATE: 02/28/2026; 5 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-07-09
• S63 Uniform Securities Agent State Law Examination
  2001-11-08

Designations