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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-02-19
CO RA APPROVED 2002-02-08
  • TX RA
    APPROVED_RES
    Since 2010-02-19
  • CO RA
    APPROVED
    Since 2002-02-08

Branch Locations

1801 California Street Suite 3900, Denver, CO 80202-5822 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Denver CO 03/2008 Present
City National Bank Denver CO 06/2019 Present
Other Businesses

(1) AL REIFLER-COMEDIAN; ADDRESS: EMPLOYEE'S RESIDENCE; BUSINESS DESCRIPTION: STAND-UP COMEDY; NOT INVESTMENT RELATED; START DATE: 04/01/2005; CAPACITY: OWNER-ACTIVE; DUTIES: PERFORM DUTIES OF HOST, EMCEE, FEATURE AND HEADLINER FOR VARIOUS CLUBS, BARS, AND SPECIAL EVENTS; HOURS DEVOTED PER WEEK: 2.5; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) NAME OF ENTITY: Kavod Senior Life Foundation Advisory Board ADDRESS: 22 South Adams St Denver, CO 80209 NOT INVESTMENT RELATED BUSINESS DESCRIPTION: Work with Senior Board members and Syntrinsic Inv. Counsel to review current and new investments CAPACITY: Board of Directors START DATE: 05/19/2021 DUTIES: I will attend quarterly meetings and review current and proposed investments and offer opinions to the senior advisory board members. I will also attend annual fundraisers and invite friends, family, and select clients to join. I am not the FA for the Foundation account nor do I have access to the account HOURS DEVOTED PER MONTH: NONE HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-09-25
  • S66 Uniform Combined State Law Examination
    2001-09-25
Designations

View on SEC IAPD

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