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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-02-19 |
| CO | RA | APPROVED | 2002-02-08 |
Branch Locations
1801 California Street Suite 3900, Denver, CO 80202-5822 • United States
Denver, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Denver | CO | 03/2008 | Present |
| City National Bank | Denver | CO | 06/2019 | Present |
(1) AL REIFLER-COMEDIAN; ADDRESS: EMPLOYEE'S RESIDENCE; BUSINESS DESCRIPTION: STAND-UP COMEDY; NOT INVESTMENT RELATED; START DATE: 04/01/2005; CAPACITY: OWNER-ACTIVE; DUTIES: PERFORM DUTIES OF HOST, EMCEE, FEATURE AND HEADLINER FOR VARIOUS CLUBS, BARS, AND SPECIAL EVENTS; HOURS DEVOTED PER WEEK: 2.5; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) NAME OF ENTITY: Kavod Senior Life Foundation Advisory Board ADDRESS: 22 South Adams St Denver, CO 80209 NOT INVESTMENT RELATED BUSINESS DESCRIPTION: Work with Senior Board members and Syntrinsic Inv. Counsel to review current and new investments CAPACITY: Board of Directors START DATE: 05/19/2021 DUTIES: I will attend quarterly meetings and review current and proposed investments and offer opinions to the senior advisory board members. I will also attend annual fundraisers and invite friends, family, and select clients to join. I am not the FA for the Foundation account nor do I have access to the account HOURS DEVOTED PER MONTH: NONE HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-09-25 |
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