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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2021-11-23 |
Branch Locations
13358 Manchester Rd Ste 200, Des Peres, MO 63131 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | St. Louis | MO | 01/2015 | 03/2017 |
| Massmutual Life Insurance Company | Chesterfield | MO | 07/2016 | 11/2021 |
| Mml Investors Services, Llc | Chesterfield | MO | 03/2017 | 11/2021 |
| Lpl Financial Llc | Des Peres | MO | 11/2021 | Present |
1) 11/19/2021 - The Planify Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - start: 11/2021 2) 11/19/2021 - Cornerstone Wealth Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 3) 11/19/2021 - Dragan¿s Resort @Higgins Lake - Real Estate Rental - Owner/landlord - Non-Inv Rel - Roscommon, MI - Start: 2018 - 4 Hr/Mth 4) 03/01/2022 - The Insurance Partners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Broker - Start Date - 03/01/2022 - 5 Hours Per Month/5 Hours During Securities Trading. 5) 2/14/2023 - Cornerstone Wealth Portfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 2/1/2023 6) 09/20/2024 - HockeyCardShow- Other - Hockey Card Show Hobby Box Breaks - Not Investment Related - 131 Prospect Avenue Kirkwood MO 63122- Start Date 03/01/2024- 10 Hours Per Month/ 2 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-09-27 |
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