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Rockford Stites

Rockford Group Investment Advisor

Carmel, IN

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Current Employers
Rockford Group Investment Advisor

303 Congressional Blvd 2Nd Floor, Carmel, IN 46032 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-01-09
  • IN RA
    APPROVED
    Since 2026-01-09

Branch Locations

303 Congressional Blvd 2Nd Floor, Carmel, IN 46032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc. Parker City IN 02/2014 02/2022
Primerica Financial Services Parker City IN 10/2012 02/2022
Rockford Group Llc Fortville IN 01/2022 Present
Rockford Group Llc Fortville IN 11/2021 Present
Rockford Stites, Sole Proprietor Fortville IN 07/2001 Present
Primerica Advisors Parker City IN 07/2018 02/2022
Innovation Partners, Llc Charlotte NC 02/2022 09/2022
Rockford Group Insurance, Llc Fortville IN 03/2024 Present
  • 02/2014 → 02/2022
    Pfs Investments Inc.
    Parker City, IN
  • 10/2012 → 02/2022
    Primerica Financial Services
    Parker City, IN
  • 01/2022 → Present
    Rockford Group Llc
    Fortville, IN
  • 11/2021 → Present
    Rockford Group Llc
    Fortville, IN
  • 07/2001 → Present
    Rockford Stites, Sole Proprietor
    Fortville, IN
  • 07/2018 → 02/2022
    Primerica Advisors
    Parker City, IN
  • 02/2022 → 09/2022
    Innovation Partners, Llc
    Charlotte, NC
  • 03/2024 → Present
    Rockford Group Insurance, Llc
    Fortville, IN
Previous Registrations
Other Businesses

Rockford Group Insurance, LLC; Investment Related; Fortville, IN; Fixed Insurance Sales; Owner/Insurance Agent since 03/2024; Approximately 10% of time spent.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-07-06
S63 Uniform Securities Agent State Law Examination 2014-02-07
  • S65 Uniform Investment Adviser Law Examination
    2018-07-06
  • S63 Uniform Securities Agent State Law Examination
    2014-02-07
Other Names
  • Rockford Von Stites

View on SEC IAPD

Other Firms

VALIC FINANCIAL ADVISORS, INC.
OPPENHEIMER ASSET MANAGEMENT
ONEAMERICA SECURITIES, INC.
LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
WILLIAMSON LEGACY GROUP, LLC

Other Investors

ADAM TREVOR BUNDAY
GARY MICHAEL BRIDWELL
DAKOTA A BUNDAY
CHRISTOPHER JOHN ROUTT
DAVID STEWART LANE WEIR
CATHERINE HARSTICK
BRYAN DAVID KLEMM
TODD ALAN BIEBERICH

Other Offices

VALIC FINANCIAL ADVISORS, INC. · CARMEL, IN
OPPENHEIMER ASSET MANAGEMENT · CARMEL, IN
ONEAMERICA SECURITIES, INC. · CARMEL, IN
LPL FINANCIAL LLC · CARMEL, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Carmel, IN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CARMEL, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Carmel, IN
WILLIAMSON LEGACY GROUP, LLC · Carmel, IN

More in Carmel, IN

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