Mickey Daniel Zwayer

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2001 → Present
  Lpl Financial Llc
  Columbus, OH

Other Businesses

1. 03/04/2009: NO BUSINESS NAME - NOT INV REL - HOME BASED - COMMUNITY, CIVIC AND CHARITABLE BOARD - 1% OF TIME SPENT - A TRUSTEE OF THE DANIEL J. ZWAYER BRAIN CANCER RESEARCH FUND 2. 06/14/2022 - No Business Name - Not Investment Related - Location: Varies - Outside/W-2 Employment - Start Date - 07/11/2022 - 10 Hours Per Month/ 0 Hours During Securities Trading - Lyft. 3. 1/30/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Health insurance agent - Start Date - 02/15/2023 - 1 Hours Per Month/0 Hours During Securities Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2002-12-18

Other Names

• Mick Daniel Zwayer
• M. Daniel Zwayer
• M D Zwayer