Best Investors
Account
Sign in
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2005-07-22 |
Branch Locations
1840 Mackenzie Dr Ste 202, Columbus, OH 43220-2980 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Columbus | OH | 12/2001 | Present |
1. 03/04/2009: NO BUSINESS NAME - NOT INV REL - HOME BASED - COMMUNITY, CIVIC AND CHARITABLE BOARD - 1% OF TIME SPENT - A TRUSTEE OF THE DANIEL J. ZWAYER BRAIN CANCER RESEARCH FUND 2. 06/14/2022 - No Business Name - Not Investment Related - Location: Varies - Outside/W-2 Employment - Start Date - 07/11/2022 - 10 Hours Per Month/ 0 Hours During Securities Trading - Lyft. 3. 1/30/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Health insurance agent - Start Date - 02/15/2023 - 1 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-12-18 |
Reach out to this advisor