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Jeremy Brandon De Falco

Janney Montgomery Scott LLC

Raleigh, NC

CRD 4428269

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Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-09-23
NJ RA APPROVED 2011-12-12
CA RA APPROVED 2011-04-18
NC RA APPROVED 2009-04-13
  • TX RA
    APPROVED_RES
    Since 2015-09-23
  • NJ RA
    APPROVED
    Since 2011-12-12
  • CA RA
    APPROVED
    Since 2011-04-18
  • NC RA
    APPROVED
    Since 2009-04-13

Branch Locations

4140 Parklake Avenue Glenlake One, Suite 300, Raleigh, NC 27612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott, Llc Raleigh NC 04/2009 Present
Previous Registrations
  • 2006-02-21 → 2009-04-27
    Citigroup Global Markets Inc.
    Raleigh, NC
    New York, NY
    Raleigh, NC
  • 2005-09-06 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Raleigh, NC
  • 2002-02-08 → 2005-08-29
    Morgan Stanley Dw Inc.
    Raleigh, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-22
  • S66 Uniform Combined State Law Examination
    2001-10-22
Designations
  • Certified Financial Planner
Other Names
  • Defalco
  • Jeremy Brandon Defalco

View on SEC IAPD

Nearby Firms

TOWNSEND ASSET MANAGEMENT CORP.
FORTRESS PRIVATE LEDGER, LLC
OLDE RALEIGH FINANCIAL GROUP

Nearby Investors

ARNE W MORRIS
JAMES MICHAEL TARKENTON
CALEB ROBERT GRIFFITH

Nearby Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC

More in Raleigh, NC

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