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Schwab Wealth Advisory, Inc. CRD 159035
168,774 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-07 |
| OH | RA | APPROVED | 2025-06-03 |
Branch Locations
4150 Kinross Lakes Pkwy, Richfield, OH 44286 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Richfield | OH | 05/2008 | Present |
| Schwab Wealth Advisory Inc | Richfield | OH | 06/2025 | Present |
1) Sergio Diaz | Investment Related:No|Real Estate (Non-Agent/Broker)|Sole Proprietor|4/15/2006|Less than 20|0|Resale of sporting event tickets., 2) Sole Proprietor | Investment Related:No|2001 Corning Avenue|Cleveland|OH|44109|USA|Other|Owner|4/1/2007|Less than 20|0|Rental property - collect rent, coordinate / perform general maintenance to the property., 3) Sole proprietor | Investment Related:No|3417 West Blvd|Cleveland|OH|44111|USA|Real Estate (Non-Agent/Broker)|Owner|8/1/2014|Less than 20|0|Rental property - collect rent, coordinate / perform general maintenance to the property.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-10 |
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