Scott Thomas Harrison

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2003 → 01/2017
  Rbs Securities Inc
  Chicago, IL
• 03/2020 → Present
  Rbc Capital Markets Llc
  Chicago, IL
• 02/2017 → 02/2020
  Self-Employed
  Chicago, IL

Other Businesses

Affix Music LLC 931 Monroe Dr. NE Ste A-105-502 Atlanta, GA 30308 Individual Domestic Partner Passive Investor Since 2010 0 hours per month or during securities trading hours

Exams

• S66 Uniform Combined State Law Examination
  2023-04-01