Scott Thomas Harrison

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-04-04
IL	RA	APPROVED	2023-04-01
WI	RA	APPROVED	2023-04-01

TX RA
APPROVED

Since 2023-04-04
IL RA
APPROVED

Since 2023-04-01
WI RA
APPROVED

Since 2023-04-01

Branch Locations

2465 Marina Circle Suite 500, Green Bay, WI 54304 • United States

Green Bay, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbs Securities Inc	Chicago	IL	04/2003	01/2017
Rbc Capital Markets Llc	Chicago	IL	03/2020	Present
Self-Employed	Chicago	IL	02/2017	02/2020

04/2003 → 01/2017

Rbs Securities Inc

Chicago, IL
03/2020 → Present

Rbc Capital Markets Llc

Chicago, IL
02/2017 → 02/2020

Self-Employed

Chicago, IL

Other Businesses

Affix Music LLC 931 Monroe Dr. NE Ste A-105-502 Atlanta, GA 30308 Individual Domestic Partner Passive Investor Since 2010 0 hours per month or during securities trading hours

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-04-01

S66 Uniform Combined State Law Examination

2023-04-01

View on SEC IAPD

Current Employers

Rbc Capital Markets, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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