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Current Employers
Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-11-12
CA RA APPROVED 2009-01-16
  • TX RA
    APPROVED_RES
    Since 2021-11-12
  • CA RA
    APPROVED
    Since 2009-01-16

Branch Locations

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

27349 Jefferson Ave., #212, Temecula, CA 92590 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Planmember Securities Corporation Carpinteria CA 01/2009 Present
Moffat Financial Group Temecula CA 06/2021 01/2022
Hcb Management Inc Temecula CA 09/2012 Present
Mfg & Insurance Services, Inc. Temecula CA 11/2016 01/2022
Mfg & Insurance Svcs Inc,. Dba Lighthouse Capital Planners Temecula CA 06/2021 Present
Living Trustify Fullerton CA 10/2021 Present
  • 01/2009 → Present
    Carpinteria, CA
  • 06/2021 → 01/2022
    Moffat Financial Group
    Temecula, CA
  • 09/2012 → Present
    Hcb Management Inc
    Temecula, CA
  • 11/2016 → 01/2022
    Mfg & Insurance Services, Inc.
    Temecula, CA
  • 06/2021 → Present
    Mfg & Insurance Svcs Inc,. Dba Lighthouse Capital Planners
    Temecula, CA
  • 10/2021 → Present
    Living Trustify
    Fullerton, CA
Previous Registrations
  • 2004-01-30 → 2008-11-18
    Banc Of America Investment Services, Inc.
    Bonsall, CA
    Bonsall, CA
Other Businesses

1)HCB MANAGEMENT INC;44957 Blue Rosemary Way Temecula CA 92592;START DATE: 1/2/2012;OFFICER ;FIXED & INDEX ANNUITIES, LIFE INSURANCE, LONG TERM CARE, FINANCIAL PLANNING, DISABILITY INSURANCE;. S CORP;NUM OF HRS/MTH DEVOTED TO THIS BUS: 100;NUM OF HRS/MTH DEVOTED TO THIS BUS DURING TRADING HOURS:25;IR 2)HCB MANAGEMENT INC.; 44929 TUDAL ST, TEMECULA, CA 92592;S CORP; START DATE: 09/17/2012;CONSULTANT;REHAB FOR RENTAL PROPERTIES;NUM OF HRS/MTH DEVOTED TO THIS BUS:5;NUM OF HRS/MTH DEVOTED TO THIS BUS DURING TRADING HOURS:0 ;NIR 3)MFG & Insurance Services Inc. dba Lighthouse Capital Planners.; 27349 Jefferson Ave., #212, Temecula, CA 92590; Agent; Start Date: 7/1/2021; President/Agent; Advisor Services, Investments and Sales and Services of Securities and Insurance; Approx. Number of Hours/Month Devoted to this Business during trading hours: 60; Approx. Number of Hours/Month Devoted to this Business: 40; IR 4)Living Trustify; 1105 S Euclid St, Ste B Fullerton CA 92832; Start Date 10/1/2021; Referral Agent; Online service providing legal forms and information; 2 hrs/mo; 2 hrs/mo during trading; NIR

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-07-08
S63 Uniform Securities Agent State Law Examination 2001-09-10
  • S65 Uniform Investment Adviser Law Examination
    2003-07-08
  • S63 Uniform Securities Agent State Law Examination
    2001-09-10

View on SEC IAPD

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