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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-10-27 |
| TX | RA | APPROVED | 2025-10-27 |
Branch Locations
270 Park Avenue, Floor 25 & 43, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deawm Distributors, Inc | New York | NY | 10/2015 | 12/2021 |
| Jpmorgan Chase Bank, N.A. | New York | NY | 12/2021 | Present |
| J.P. Morgan Securities Llc | New York | NY | 12/2021 | Present |
Eureka Moment LLC Not investment related 9 Dock Hollow Road Cold Spring Harbor, NY 11724 Value oriented retail business to support my philanthropic causes President 1/1/2021 is the start date I devote to this business 2-4 hours per month. I never devote time to this business during securities trading hours. Duties include designing clothing and updating my Instagram page.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-10-27 |
| S66 | Uniform Combined State Law Examination | 2014-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 2007-07-30 |
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