Suzanne Renee Katz

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 08/2012 → Present
  Bank Of America, N.A
  Manhattan East, NY

Other Businesses

I*114934 Entity Type: Non-Profit Organization Name of outside business organization: Congregation Shaare Zedek Address of business: New York, New York 10025 Position, title, association: Committee Member, Start date of relationship: 43262 Number of hours devoted: 2 hrs Qtrly Number of hours devoted during trading hours: 0 Duties: Voluntary position on the synagogue's Endowment Committee, to talk about management of funds relative to the organization's needs. This is not a fiduciary role, as I am not a trustee, nor would I be managing the money in any way. I*519303 Entity type: Charitable Name of outside business organization: Women Owned Law Investment related: No Address of business: Philadelphia, Pennsylvania, 19106 Position, title, association: Finance committee Start date of relationship: 9/15/2021 Number of hours devoted: 1 hr Mthly Number of hours devoted during trading hours: 1 Duties: Women Owned Law is an organization dedicated to the advancement of women legal entrepreneurs. I have been asked to serve on the Finance Committee. My responsibilities would include providing feedback on ways to better organize the internal documents I*4084272 Entity Type: Fiduciary role Name of OBA: MLPF& S CUST FPO S. V B. RRA FBO S. V B. Address: New York, New York, 10025 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 03/18/2026 Number of Hours: 1, Weekly Number of Hours during trading: 0 Duties: Power of Attorney/ Parents I*4084274 Entity Type: Fiduciary role Name of OBA: S. B. Address: New York, New York, 10025 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 03/18/2026 Number of Hours: 1, Weekly Number of Hours during trading: 0 Duties: Power of Attorney/Parents

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-08-21
• S63 Uniform Securities Agent State Law Examination
  2001-08-02