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1951 Nw 19Th Street Suite 203, Boca Raton, FL 33431 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-01-04 |
Branch Locations
1951 Nw 19Th Street Suite 203, Boca Raton, FL 33431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Asset Managers S.A. Agente De Valores | Montevideo | 10/2020 | 05/2023 | |
| Epic Capital Securities | Boca Raton | FL | 08/2020 | Present |
| Epic Advisory Services | Boca Raton | FL | 11/2021 | Present |
| Capital Markets Argentina Sa | Buenos Aires | 09/2009 | Present |
1) CAPITAL MARKETS ARGENTINA S.A. - AGENTE PRODUCTOR (INDEPENDENT). TIME SPENT:20 HOURS PER MONTH. COMPENSATION: FEES FOR SERVICES. INVESTMENT RELATED. START DATE: 9/2009. LOCATION: ESMERALDA 130, PISO 9, CIUDAD AUTONOMA DE BUENOS AIRES, ARGENTINA. 2) ASSET MANAGERS AGENTE DE VALORES S.A. - FINDER/REFERRAL AGENT. TIME SPENT: UP TO 5 HOURS PER MONTH. COMPENSATION: REFERRAL FEES. START DATE: 05/2023 . LOCATION RUTA 8 KM 17,500, EDF. ARROBA 1, OFC 203, ZONAMERICA, MONTEVIDEO, URUGUAY. 3) EPIC ADVISORY SERVICES - INVESTMENT ADVISER REP (INDEPENDENT). TIME SPENT: 20 HOURS PER MONTH. COMPENSATION: FEES FOR SERVICES. INVESTMENT RELATED. START DATE: 11/2021. SAME LOCATION AS EPIC CAPITAL SECURITIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-18 |
| S65 | Uniform Investment Adviser Law Examination | 2003-05-15 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-23 |
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