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Jill C Rottman

Morgan Stanley

Deerfield, IL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-25
IL RA APPROVED 2025-07-22
  • TX RA
    APPROVED
    Since 2025-07-25
  • IL RA
    APPROVED
    Since 2025-07-22

Branch Locations

111 South Pfingsten Road Suite 200, Deerfield, IL 60015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Deerfield IL 09/2022 Present
The Meridian Group Elmwood Park IL 10/2016 03/2020
Ticket-To-Ride, Inc. Riverside IL 05/2014 01/2017
Ubs Financial, Inc. Northbrook IL 03/2020 09/2022
  • 09/2022 → Present
    Morgan Stanley
    Deerfield, IL
  • 10/2016 → 03/2020
    The Meridian Group
    Elmwood Park, IL
  • 05/2014 → 01/2017
    Ticket-To-Ride, Inc.
    Riverside, IL
  • 03/2020 → 09/2022
    Ubs Financial, Inc.
    Northbrook, IL
Previous Registrations
  • 2009-06-01 → 2011-01-27
    Morgan Stanley
    Barrington, IL
  • 2008-10-20 → 2009-06-01
    Morgan Stanley & Co. Llc
    Barrington, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-22
S65 Uniform Investment Adviser Law Examination 2008-10-17
S63 Uniform Securities Agent State Law Examination 2002-09-05
  • S66 Uniform Combined State Law Examination
    2025-07-22
  • S65 Uniform Investment Adviser Law Examination
    2008-10-17
  • S63 Uniform Securities Agent State Law Examination
    2002-09-05
Other Names
  • Jill M Clark
  • Jill Marie Clark
  • Jill Clark Rottman

View on SEC IAPD

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Other Offices

CAPITAL RESOURCE MANAGEMENT,INC. · DEERFIELD, IL
ROBERTS, GLORE & CO. · DEERFIELD, IL
PICKWICK WEALTH MANAGEMENT · DEERFIELD, IL
OSAIC WEALTH, INC. · DEERFIELD, IL
WAVERLY ADVISORS, LLC · Deerfield, IL
LPL FINANCIAL LLC · Deerfield, IL
NADLER FINANCIAL GROUP, INC. · DEERFIELD, IL
PARKSIDE INVESTMENTS, LLC · DEERFIELD, IL

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