Inactive

Jerry Loren Braatz

Pine Valley Investments

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Current Employers

Pine Valley Investments

10 E. Stow Rd. Suite 200, Marlton, NJ 08053 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2024-02-20

NJ RA
APPROVED

Since 2024-02-20

Branch Locations

10 E. Stow Rd. Suite 200, Marlton, NJ 08053 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Holman Automotive Group	Mt. Laurel	NJ	01/2016	01/2024
Pine Valley Investments	Marlton	NJ	01/2024	Present

01/2016 → 01/2024

Holman Automotive Group

Mt. Laurel, NJ
01/2024 → Present

Pine Valley Investments

Marlton, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-01-24
S63	Uniform Securities Agent State Law Examination	2004-12-17

S65 Uniform Investment Adviser Law Examination

2024-01-24
S63 Uniform Securities Agent State Law Examination

2004-12-17

Other Names

Jerry L Braatz

View on SEC IAPD

Other Firms

JANNEY MONTGOMERY SCOTT LLC

LINCOLN INVESTMENT

WELLS FARGO CLEARING SERVICES, LLC

CITIZENS SECURITIES, INC.

CHARLES SCHWAB & CO., INC.

M FINANCIAL PLANNING SERVICES, INC

LPL FINANCIAL LLC

Other Investors

ALLISON TAYLOR CASEY

Douglass F Ergood, Jr

John Thomas Franchi

TREVOR CHARLES WAMPLER

DOUGLASS F ERGOOD

Frank Charles Midili

Other Offices

JANNEY MONTGOMERY SCOTT LLC · MARLTON, NJ

LINCOLN INVESTMENT · MARLTON, NJ

WELLS FARGO CLEARING SERVICES, LLC · MARLTON, NJ

CITIZENS SECURITIES, INC. · MARLTON, NJ

MORGAN STANLEY · Marlton, NJ

CHARLES SCHWAB & CO., INC. · Marlton, NJ

M FINANCIAL PLANNING SERVICES, INC · MARLTON, NJ

LPL FINANCIAL LLC · MARLTON, NJ

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