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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2024-03-28 |
| CT | RA | APPROVED | 2018-10-01 |
| CA | RA | APPROVED | 2011-12-06 |
| TX | RA | APPROVED_RES | 2006-09-22 |
Branch Locations
225 Liberty St, New York, NY 10281 • United States
45 William St, Wellesley Hills, MA 02481 • United States
1 Financial Plaza, Providence, RI 02903 • United States
Stoughton, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Garden City | NY | 03/2006 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 2004-03-31 |
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