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601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-08-07 |
Branch Locations
Crystal Lake, IL • United States
Suite 150 500 Waters Edge, Lombard, IL 60148 • United States
601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-08-07 |
Branch Locations
500 Waters Edge Lane Suite 150, Lombard, IL 60148 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valic Financial Advisors | Houston | TX | 05/2007 | 07/2023 |
| Agia | Houston | TX | 12/2022 | 08/2023 |
| Lincoln Investment | Fort Washington | PA | 08/2023 | Present |
| Capital Analysts | Fort Washington | PA | 08/2023 | Present |
RENTAL PROPERTY POSITION: Owner NATURE: Real Estate (1 Unit) INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2023 ADDRESS: S. Wacker Drive, Unit 502, Chicago IL 60614, United States DESCRIPTION: Rental property that my wife and I own. WEALTHGUIDE ADVISORS LLC POSITION: Insurance agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 1 START DATE: 08/04/2023 ADDRESS: 500 Waters Edge Lane, Suite 150, Lombard IL 60148, United States DESCRIPTION: Life and Long Term Care insurance sales and fixed annuities. THG FINANCIAL STRATEGIES POSITION: Agent NATURE: Non Variable Fixed Solutions/Life/LTC INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 04/29/2024 ADDRESS: 100 Tri State International, Ste 145, Lincolnshire IL 60069, United States DESCRIPTION: Non-Variable insurance sales (fixed life, fixed annuities, health and long-term care insurance Bazfinancial LLC Position: founder Nature: Tax/Accounting Purposes Investment Related: No Hours: 160 Securities Trading Hours: 100 Start Date: 8/4/2023 Address: 500 Waters Edge Suite 150 Lombard IL 60148 Lombard, IL 60148 Description: I transfer funds into the LLC for tax and accounting purposes as instructed by my CPA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-09-05 |
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