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Current Employers
Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-08-07
  • IL RA
    APPROVED
    Since 2023-08-07

Branch Locations

Crystal Lake, IL • United States

Suite 150 500 Waters Edge, Lombard, IL 60148 • United States

Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-08-07
  • IL RA
    APPROVED
    Since 2023-08-07

Branch Locations

500 Waters Edge Lane Suite 150, Lombard, IL 60148 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Houston TX 05/2007 07/2023
Agia Houston TX 12/2022 08/2023
Lincoln Investment Fort Washington PA 08/2023 Present
Capital Analysts Fort Washington PA 08/2023 Present
  • 05/2007 → 07/2023
    Valic Financial Advisors
    Houston, TX
  • 12/2022 → 08/2023
    Agia
    Houston, TX
  • 08/2023 → Present
    Fort Washington, PA
  • 08/2023 → Present
    Fort Washington, PA
Previous Registrations
Other Businesses

RENTAL PROPERTY POSITION: Owner NATURE: Real Estate (1 Unit) INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2023 ADDRESS: S. Wacker Drive, Unit 502, Chicago IL 60614, United States DESCRIPTION: Rental property that my wife and I own. WEALTHGUIDE ADVISORS LLC POSITION: Insurance agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 1 START DATE: 08/04/2023 ADDRESS: 500 Waters Edge Lane, Suite 150, Lombard IL 60148, United States DESCRIPTION: Life and Long Term Care insurance sales and fixed annuities. THG FINANCIAL STRATEGIES POSITION: Agent NATURE: Non Variable Fixed Solutions/Life/LTC INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 04/29/2024 ADDRESS: 100 Tri State International, Ste 145, Lincolnshire IL 60069, United States DESCRIPTION: Non-Variable insurance sales (fixed life, fixed annuities, health and long-term care insurance Bazfinancial LLC Position: founder Nature: Tax/Accounting Purposes Investment Related: No Hours: 160 Securities Trading Hours: 100 Start Date: 8/4/2023 Address: 500 Waters Edge Suite 150 Lombard IL 60148 Lombard, IL 60148 Description: I transfer funds into the LLC for tax and accounting purposes as instructed by my CPA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-09-05
  • S66 Uniform Combined State Law Examination
    2001-09-05
Other Names
  • George I Albazi

View on SEC IAPD

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