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Anne Marie Smith

Morgan Stanley

Hudson, OH

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-11-27
OH RA APPROVED 2009-06-25
  • TX RA
    APPROVED_RES
    Since 2023-11-27
  • OH RA
    APPROVED
    Since 2009-06-25

Branch Locations

36 East Streetsboro Street, Hudson, OH 44236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Hudson OH 05/2014 Present
Morgan Stanley Private Bank, N.A New York NY 07/2019 Present
  • 05/2014 → Present
    Hudson, OH
  • 07/2019 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-11
S63 Uniform Securities Agent State Law Examination 1999-09-21
  • S66 Uniform Combined State Law Examination
    2008-01-11
  • S63 Uniform Securities Agent State Law Examination
    1999-09-21
Other Names
  • Anne Marie Mcfarland
  • Ann Marie Peter
  • Anne Marie Peter
  • Anne Marie Mcfarland

View on SEC IAPD

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