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Elizabeth Ann Wagner

Robert W. Baird & Co. Incorporated

Evansville, IN

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2019-10-18
  • IN RA
    APPROVED
    Since 2019-10-18

Branch Locations

110 Main Street, Evansville, IN 47708 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hilliard Lyons Evansville IN 06/2001 Present
Robert W. Baird & Co. Incorporated Evansville IN 10/2019 Present
Previous Registrations
  • 2017-01-31 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Evansville, IN
    Evansville, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-01-30
S63 Uniform Securities Agent State Law Examination 2004-01-29
  • S65 Uniform Investment Adviser Law Examination
    2017-01-30
  • S63 Uniform Securities Agent State Law Examination
    2004-01-29
Other Names
  • Libby Wagner

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · EVANSVILLE, IN
RAYMOND JAMES & ASSOCIATES, INC. · EVANSVILLE, IN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · EVANSVILLE, IN
KCPAG FINANCIAL ADVISORS LLC · EVANSVILLE, IN
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · EVANSVILLE, IN
MML INVESTORS SERVICES, LLC · Evansville, IN
KOVACK ADVISORS, INC. · Evansville, IN
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