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478 East Grand Ave Suite 202, Wisconsin Rapids, WI 54494 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
478 East Grand Ave Suite 202, Wisconsin Rapids, WI 54494 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cour Financial | Wisconsin Rapids | WI | 01/2006 | 12/2019 |
| Regal Investment Advisors Llc | Kentwood | MI | 11/2013 | 05/2017 |
1. the name of the other business: Insurance Sales; whether the business is investment-related: No; the address of the other business: Same as Adviser; the nature of the other business: Life Insurance and fixed, Immediate and Index annuity sales; your position, title, or relationship with the other business: Insurance sales; the start date of your relationship: 2012; the approximate number of hours/month you devote to the other business: 8; the number of hours you devote to the other business during securities trading hours: 1-2 per week; and briefly describe your duties relating to the other business Sale of Life Insurance and fixed, Immediate and Index annuities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 2001-11-16 |
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