Wesley David Previant

Employer firm

Global Retirement Partners LLC CRD 172011

$170B regulatory AUM 798 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 07/2022
  Rbc Capital Markets, Llc
  Pasadena, CA
• 10/2018 → 07/2022
  City National Bank
  Pasadena, CA
• 07/2022 → 08/2024
  Lpl Financial Llc
  Pasadena, CA
• 07/2022 → Present
  Global Retirement Partners Llc
  San Rafael, CA
• 10/2024 → Present
  Hub Investment Partners, Llc
  Austin, TX

Previous Registrations

• 2014-06-19 → 2022-07-27
  Rbc Capital Markets, Llc
  Pasadena, CA
• 2009-06-01 → 2014-06-25
  Morgan Stanley
  Los Angeles, CA
• 2005-08-12 → 2009-06-01
  Citigroup Global Markets Inc.
  Los Angeles, CA
  Los Angeles, CA
  Los Angeles, CA
• 2004-09-03 → 2005-08-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA

Other Businesses

1)06/13/2022 - HUB International Insurance Services Inc. - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) 2)06/13/2022 - HUB International - Financial Professional - Non-Inv Rel - At Reported Business Location(s) 3)06/13/2022 - HUB International Investment Services, Inc. - Accommodation Broker/Dealer - Non-Inv Rel - At Reported Business Location(s)

Exams

• S66 Uniform Combined State Law Examination
  2004-09-02
• S63 Uniform Securities Agent State Law Examination
  2002-09-08