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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-11-16 |
Branch Locations
711 Louisiana Street 15Th Floor, Houston, TX 77002 • United States
Barton Oaks Plaza Ii 901 S. Mopac Expressway, Suite 210, Austin, TX 78746 • United States
Pflugerville, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Austin | TX | 09/2017 | Present |
| Self Employed | Austin | TX | 01/2009 | 09/2017 |
The name of the other business - Happyness Films, LLC Business is investment-related - No Address of the other business - 3413 Brown Dipper Dr. Pflugerville, TX 78660 Nature of the other business - Film Production Your position, title - Owner, member Start date of your relationship - 07/26/2013 Number of hours/month you devote to the other business - 5 hrs/month Number of hours during securities trading hours - 0 Describe duties relating to other business - Responding to emails re: distribution of Infinity Baby.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-16 |
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