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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2016-03-17
  • VA RA
    APPROVED
    Since 2016-03-17

Branch Locations

2758 Electric Rd. Ste. B, Roanoke, VA 24018 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 03/2016 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2016 Present
Previous Registrations
Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 40/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2. RALEIGH COURT UNITED METHODIST CHURCH, 1706 GRANDIN RD SW, ROANOKE, VA, 1/2016 AS BOARD MEMBER. NIR - 6/YR - 0/TRADING. 3, RESIDENTIAL RENTAL PROPERTY OWNER, 1919 BLUEMONT AVE, SW, ROANOKE, VA, 9/2004. NIR - 10 HR/YR - 2/TRADING. 4. C. D. CRESS FINANCIAL SERVICES, LLC, 2758 ELECTRIC RD., SUITE B, ROANOKE VA 24018, 11/2001, OWNER, INSURANCE/BENEFITS/HUMAN RESOURCES, INV REL, 1 HR/MO - 1 HR/MO TRADING. 5. C & BC ENTERPRISES, LLC, 2025 CARTER RD, SW, ROANOAKE, VA, RENTAL OWNER/MANAGER, 12/20/19, NIR, 2/MO- 0/TRADING 6. MCVITTY EXECUTIVE CENTER CONDOMINIUM ASSOCIATION, 2758 Electric Rd., Suite B, Roanoke VA 24018, 03/2023, Board Member, Volunteer, NIR, 1 HR/MO - 1 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-26
S63 Uniform Securities Agent State Law Examination 2001-09-07
  • S66 Uniform Combined State Law Examination
    2007-01-26
  • S63 Uniform Securities Agent State Law Examination
    2001-09-07

View on SEC IAPD

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