Jonathan Scott Phillips

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2009 → 09/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Raleigh, NC
• 09/2009 → 09/2023
  Bank Of America, N.A.
  Raleigh, NC
• 09/2023 → Present
  Morgan Stanley Smith Barney Llc
  Raleigh, NC
• 10/2023 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Previous Registrations

• 2009-02-27 → 2023-09-25
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Winston Salem, NC
  Raleigh, NC
• 2003-07-01 → 2009-03-03
  Wells Fargo Clearing Services, Llc
  Raleigh, NC
  Raleigh, NC
• 2001-12-31 → 2003-07-01
  Prudential Equity Group, Llc
  Raleigh, NC

Other Businesses

(1) *571167 -  Aldonia Farms; Investment related - Yes; Raleigh, North Carolina; Agriculture; Partner (proprietor, partner, officer, director, employee, trustee, agent);01/2006; During business hours: 0; After business hours: 10; Administrative (2) *571610 - Aldonia Farms II ; Investment related - Yes ; Raleigh,North Carolina ; Agriculture ; Partner(proprietor, partner, officer, director, employee, trustee, agent) ; 12/2016 ; During business hours : 0 ; After business hours : 4 ; Administrative:Accounting/Bookkeeping:Check Signing/Funds Disbursements (3) *571166 - NC Coastal Land Trust; Investment related-No; Wilmington, North Carolina; Land Preservation; Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 01/2019; During business hours: 0; After business hours: 2; Business Development/Growth (4) 571165 - Jones Island Club ; Investment related - No ; Bayboro ,North Carolina ; Recreation ; Board Member(proprietor, partner, officer, director, employee, trustee, agent) ; 1/2019 ; During business hours : 0 ; After business hours : 4 ; Set club rules and policy

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-10-12
• S63 Uniform Securities Agent State Law Examination
  1998-10-05

Designations

• Certified Financial Planner