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Current Employers
Morrissey Wealth Management Llc

116 Washington Avenue Floor 3, North Haven, CT 06473 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-08
DE RA APPROVED 2019-02-08
CT RA APPROVED 2018-01-12
  • TX RA
    APPROVED_RES
    Since 2024-11-08
  • DE RA
    APPROVED
    Since 2019-02-08
  • CT RA
    APPROVED
    Since 2018-01-12

Branch Locations

116 Washington Avenue Floor 3, North Haven, CT 06473 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc North Haven CT 01/2010 12/2017
Northstar Wealth Partners, Llc West Hartford CT 01/2015 01/2018
Morrissey Wealth Management Llc North Haven CT 12/2017 Present
Purshe Kaplan Sterlings Investments Albany NY 01/2018 12/2019
Retire With Ryan Llc North Haven CT 03/2023 Present
  • 01/2010 → 12/2017
    North Haven, CT
  • 01/2015 → 01/2018
    Northstar Wealth Partners, Llc
    West Hartford, CT
  • 12/2017 → Present
    North Haven, CT
  • 01/2018 → 12/2019
    Purshe Kaplan Sterlings Investments
    Albany, NY
  • 03/2023 → Present
    Retire With Ryan Llc
    North Haven, CT
Previous Registrations
  • 2015-02-03 → 2018-02-02
    Northstar Wealth Partners Llc
    West Hartford, CT
    North Haven, CT
  • 2010-01-29 → 2016-09-07
    North Haven, CT
    New Haven, CT
    Beachwood, OH
  • 2010-09-01 → 2011-12-31
    North Haven, CT
  • 2009-06-01 → 2010-02-03
    New Haven, CT
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    New Haven, CT
    Wilmington, DE
  • 2002-02-25 → 2007-04-02
    Morgan Stanley Dw Inc.
    Wilmington, DE
    Newark, DE
    Newark, DE
Other Businesses

1)RBR HOMES LLC; NOT INVESTMENT RELATED; 116 WASHINGTON AVE Floor 3 NORTH HAVEN, CT 06473; MANAGE AND OWN SEVERAL RENTAL PROPERTIES; OWNER/MANAGER; 07/2014; 4 HOURS/MONTH; 0 HOURS DURING SECURITIES HOURS; PROPERTY MANAGEMENT 2) Retire with Ryan LLC; investment related, only educational; 116 Washington Avenue, 3rd Floor, North Haven, CT 06473; Education/entertainment; President; 03/2023; 4hr/mos; 0hrs during trading hours; Produce educational content through podcasts, videos, classes, and speaking engagements.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-09-21
  • S66 Uniform Combined State Law Examination
    2001-09-21
Designations

View on SEC IAPD

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