Inactive

Sarah E Gallagher

West Palm Beach, FL

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Current Employers

Facet

2054 Vista Parkway Ste 400, West Palm Beach, FL 33411 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2022-06-30
TX	RA	APPROVED	2022-06-22

GA RA
APPROVED

Since 2022-06-30
TX RA
APPROVED

Since 2022-06-22

Branch Locations

2054 Vista Parkway Ste 400, West Palm Beach, FL 33411 • United States

Canton, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stay At Home Parent	Canton	GA	12/2013	12/2016
Fulton County Schools	Roswell	GA	02/2016	09/2021
Facet Wealth	Baltimore	MD	10/2021	05/2022
Facet Wealth	Baltimore	MD	05/2022	Present

12/2013 → 12/2016

Stay At Home Parent

Canton, GA
02/2016 → 09/2021

Fulton County Schools

Roswell, GA
10/2021 → 05/2022

Facet Wealth

Baltimore, MD
05/2022 → Present

Facet Wealth

Baltimore, MD

Previous Registrations

2015-03-05 → 2015-07-08

Ubs Financial Services Inc.

Atlanta, GA
2012-06-19 → 2013-12-23

Ubs Financial Services Inc.

Atlanta, GA
2009-06-01 → 2012-07-13

Morgan Stanley

Alpharetta, GA
2008-05-23 → 2009-06-01

Morgan Stanley & Co. Llc

Alpharetta, GA
2003-09-17 → 2008-06-12

Citigroup Global Markets Inc.

Alpharetta, GA

Alpharetta, GA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-12-16
S63	Uniform Securities Agent State Law Examination	2001-09-27

S65 Uniform Investment Adviser Law Examination

2003-12-16
S63 Uniform Securities Agent State Law Examination

2001-09-27

Designations

Other Names

Sarah E. Jones
Sarah E Gallagher
Sarah E. Gallagher

View on SEC IAPD

Other Firms

CLEARSKY ADVISORS LLC

MYRIAD ASSET MANAGEMENT ADVISORS LLC

TCG STRATEGIC INCOME ADVISOR LLC

SUNRISE MANAGER LLC

UBS FINANCIAL SERVICES INC.

CIBC PRIVATE WEALTH ADVISORS, INC.

CRESSET ASSET MANAGEMENT, LLC

Other Investors

SUZANN RITA ZADANOSKY

ROBERT EDWARD DEFOREST

RYAN JOSEPH MCGOVERN

WAYNE JULIUS SAFRO

SCOTT BERNARD ARENTSEN

NATHALIE TREMBLAY

Other Offices

CLEARSKY ADVISORS LLC · WEST PALM BEACH, FL

MYRIAD ASSET MANAGEMENT ADVISORS LLC · WEST PALM BEACH, FL

TCG STRATEGIC INCOME ADVISOR LLC · WEST PALM BEACH, FL

SUNRISE MANAGER LLC · WEST PALM BEACH, FL

SRT GROUP LLC · WEST PALM BEACH, FL

UBS FINANCIAL SERVICES INC. · WEST PALM BEACH, FL

CIBC PRIVATE WEALTH ADVISORS, INC. · WEST PALM BEACH, FL

CIBC PRIVATE WEALTH ADVISORS, INC. · West Palm Beach, FL

More in West Palm Beach, FL

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