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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-26 |
| PA | RA | APPROVED | 2012-02-21 |
Branch Locations
23 South 4Th Street, Lebanon, PA 17042 • United States
Lebanon, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Yocum & Company, Inc | Lebanon | PA | 01/2004 | Present |
| Commonwealth Financial Network | Waltham | MA | 09/2007 | Present |
1. Fixed insurance sales, as of 2006, 50% of time spent during business hours; Conducted at branch; Investment Related. 2. Dale Lee Partners, LLC, Co-owner of private entity created to own real estate property, as of 05/01/2006, 0% of time spent during business hours; Not Conducted at branch; not investment related. 3. Hunter Hollow, LLC, Co-owner of private entity created to own real estate located in Lock Haven, PA, as of 0510/2008; 0% of time spent during business hours; Not Conducted at branch; not investment related. 4. Yocum & Company, Inc. Vice president and co-owner of entity established to facilitate securities and insurance business, as of 01/01/2014; 75% of time spent during business hours; Conducted at branch; Investment Related. 5. Co-Owner, Bocum, LLC, an entity created for the purpose of buying and managing residential real estate in Lock Haven, PA, as of 06/06/2023; 1% of time spent during business hours; Not Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 2008-02-15 |
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