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Meverette L Smith

Ubs Financial Services Inc.

New York, NY

Marion, MA

New York, NY

New York, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
  • NY RA
    APPROVED
    Since 2021-10-26

Branch Locations

299 Park Ave 26Th Floor, New York, NY 10171 • United States

Marion, MA • United States

1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New York NY 02/2009 Present
Previous Registrations
  • 2007-11-12 → 2009-02-25
    Morgan Stanley & Co. Llc
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-01
S63 Uniform Securities Agent State Law Examination 2004-09-09
  • S66 Uniform Combined State Law Examination
    2007-11-01
  • S63 Uniform Securities Agent State Law Examination
    2004-09-09
Other Names
  • Mev Smith

View on SEC IAPD

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