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Current Employers
Latitude Advisors, Llc

Yorkville, IL • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2024-12-09
  • RI RA
    APPROVED
    Since 2024-12-09

Branch Locations

575 East Main Road, Middleton, RI 02842 • United States

Yorkville, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woods Cpa, Ltd. Middletown RI 11/2003 Present
H.D. Vest Investment Services Middletown RI 02/2007 Present
H.D. Vest Advisory Services Middletown RI 03/2011 Present
Latitude Advisors, Llc Vero Beach FL 06/2018 Present
  • 11/2003 → Present
    Woods Cpa, Ltd.
    Middletown, RI
  • 02/2007 → Present
    H.D. Vest Investment Services
    Middletown, RI
  • 03/2011 → Present
    H.D. Vest Advisory Services
    Middletown, RI
  • 06/2018 → Present
    Vero Beach, FL
Previous Registrations
  • 2011-03-08 → 2018-06-22
    Avantax Advisory Services
    Middletown, RI
  • 2007-11-15 → 2009-12-31
    Avantax Advisory Services
    Midletown, RI
  • 2006-01-06 → 2006-12-31
    Medallion Advisory Services, Llc
    Middletown, RI
  • 2004-07-02 → 2004-08-25
    Schaumburg, IL
  • 2002-06-19 → 2004-07-02
    Genworth Financial Planning Corporation
    Providence, RI
Other Businesses

Woods CPA Ltd~'NIR'~Wyatt Square, 575 East Main Road~Middletown~RI~02842~Tax Preparation/Accounting~President~5/1/2004~40hrs~0hrs~Work directly with clients on tax and accounting matters|Insurance license/life/health/accident/variable life and variable annuity Mark Woods, 575 East Main Road, Middletown RI 02842, IA rep, compensated via fees, spends 5-10 hours/week Latitude Advisors LLC Is Investment Related, DBA, Financial Professional, 2018-06-18, 160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-11-07
  • S63 Uniform Securities Agent State Law Examination
    2001-11-07
Designations
Other Names
  • Mark Christopher Woods

View on SEC IAPD

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