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Yorkville, IL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2024-12-09 |
Branch Locations
575 East Main Road, Middleton, RI 02842 • United States
Yorkville, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woods Cpa, Ltd. | Middletown | RI | 11/2003 | Present |
| H.D. Vest Investment Services | Middletown | RI | 02/2007 | Present |
| H.D. Vest Advisory Services | Middletown | RI | 03/2011 | Present |
| Latitude Advisors, Llc | Vero Beach | FL | 06/2018 | Present |
Woods CPA Ltd~'NIR'~Wyatt Square, 575 East Main Road~Middletown~RI~02842~Tax Preparation/Accounting~President~5/1/2004~40hrs~0hrs~Work directly with clients on tax and accounting matters|Insurance license/life/health/accident/variable life and variable annuity Mark Woods, 575 East Main Road, Middletown RI 02842, IA rep, compensated via fees, spends 5-10 hours/week Latitude Advisors LLC Is Investment Related, DBA, Financial Professional, 2018-06-18, 160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-11-07 |
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