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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-12-15
RI RA APPROVED 2020-11-08
  • TX RA
    APPROVED
    Since 2020-12-15
  • RI RA
    APPROVED
    Since 2020-11-08

Branch Locations

530 E Main Rd, Middletown, RI 02842 • United States

181 Bellevue Ave, Newport, RI 02840 • United States

100 Federal St, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Warwick RI 07/2019 Present
Bank Of America, N.A. Warwick RI 07/2019 Present
Capital Good Fund Providence RI 07/2016 07/2019
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-05
  • S66 Uniform Combined State Law Examination
    2020-11-05
Other Names
  • Hillary Feeney

View on SEC IAPD

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