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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-12-15 |
| RI | RA | APPROVED | 2020-11-08 |
Branch Locations
530 E Main Rd, Middletown, RI 02842 • United States
181 Bellevue Ave, Newport, RI 02840 • United States
100 Federal St, Boston, MA 02110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Warwick | RI | 07/2019 | Present |
| Bank Of America, N.A. | Warwick | RI | 07/2019 | Present |
| Capital Good Fund | Providence | RI | 07/2016 | 07/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-05 |
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