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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-28
  • TX RA
    APPROVED
    Since 2026-05-28

Branch Locations

1255 West 15Th Street Suite 460, Plano, TX 75075 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wfgia Arlington TX 02/2001 Present
Transamerica Financial Advisors, Inc Arlington TX 01/2012 Present
Heartland Institute Of Financial Education Greenwood Village CO 04/2014 Present
Blue Cross And Blue Shield Of Texas Richardson TX 11/2015 Present
Self-Employ Tax Preparer Bellaire TX 11/2015 Present
Fm 98.7 Radio Vietnam Houston TX 11/2016 Present
Healthmarkets, Inc. North Richland Hills TX 11/2016 Present
  • 02/2001 → Present
    Wfgia
    Arlington, TX
  • 01/2012 → Present
    Transamerica Financial Advisors, Inc
    Arlington, TX
  • 04/2014 → Present
    Heartland Institute Of Financial Education
    Greenwood Village, CO
  • 11/2015 → Present
    Blue Cross And Blue Shield Of Texas
    Richardson, TX
  • 11/2015 → Present
    Self-Employ Tax Preparer
    Bellaire, TX
  • 11/2016 → Present
    Fm 98.7 Radio Vietnam
    Houston, TX
  • 11/2016 → Present
    Healthmarkets, Inc.
    North Richland Hills, TX
Other Businesses

Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). HEARTLAND INSTITUTE OF FINANCIAL EDUCATION; NOT INVESTMENT RELATED; 8301 EAST PRENTICE AVE, STE 312, GREENWOOD VILLAGE CO 80111; NATIONAL NON-PROFIT ORGANIZATION WHOSE MISSION IS TO PROMOTE FINANCIAL LITERACY ACROSS AMERICA; COLLEGE CONSULTANT; 04/2014; 10 HRS/MONTH; SERVES AS A LIAISON AMONG PARENTS, STUDENTS AND COACHES BLUE CROSS AND BLUE SHIELD OF TEXAS; 11/15/2015; YES INV RELATED; 1001 E. LOOKOUT DRIVE, RICHARDSON, TX 75082; AGENT; HEALTH INSURANCE; 5 HRS/MO; 1 TRADING; I WILL SELL HEALTH INSURANCE. SELF-EMPLOYED TAX PREPARER/SELF-EMPLOYED TAX PRO/INVESTMENT RELATED-NO/4704 HOLT ST, BELLAIRE, TX 77401/11/15/2015/80/4/I PREPARE TAXES RETURNS. FM 98.7 RADIO VIETNAM/NO/11205 BELLAIRE BLVD, HOUSTON, TX, 77072/RADIO STATION/VOLUNTEER CONTRIBUTOR/11.01.2016/4/0/ONCE A WEEK, I CONTRIBUTE TO TALK ABOUT TAX AND BUSINESS ISSUES. HEALTHMARKETS, INC./NO/9151 BOULEVARD 26, NORTH RICHLAND HILLS, TX, 76180/HEALTH INSURANCE AND SUPPLEMENTAL HEALTH INSURANCE/INDEPENDENT ASSOCIATE/11.01.2016/25/2/I WILL BE A HEALTH INSURANCE AGENT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-05-27
S63 Uniform Securities Agent State Law Examination 2001-08-10
  • S65 Uniform Investment Adviser Law Examination
    2026-05-27
  • S63 Uniform Securities Agent State Law Examination
    2001-08-10

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