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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-28 |
Branch Locations
1255 West 15Th Street Suite 460, Plano, TX 75075 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfgia | Arlington | TX | 02/2001 | Present |
| Transamerica Financial Advisors, Inc | Arlington | TX | 01/2012 | Present |
| Heartland Institute Of Financial Education | Greenwood Village | CO | 04/2014 | Present |
| Blue Cross And Blue Shield Of Texas | Richardson | TX | 11/2015 | Present |
| Self-Employ Tax Preparer | Bellaire | TX | 11/2015 | Present |
| Fm 98.7 Radio Vietnam | Houston | TX | 11/2016 | Present |
| Healthmarkets, Inc. | North Richland Hills | TX | 11/2016 | Present |
Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). HEARTLAND INSTITUTE OF FINANCIAL EDUCATION; NOT INVESTMENT RELATED; 8301 EAST PRENTICE AVE, STE 312, GREENWOOD VILLAGE CO 80111; NATIONAL NON-PROFIT ORGANIZATION WHOSE MISSION IS TO PROMOTE FINANCIAL LITERACY ACROSS AMERICA; COLLEGE CONSULTANT; 04/2014; 10 HRS/MONTH; SERVES AS A LIAISON AMONG PARENTS, STUDENTS AND COACHES BLUE CROSS AND BLUE SHIELD OF TEXAS; 11/15/2015; YES INV RELATED; 1001 E. LOOKOUT DRIVE, RICHARDSON, TX 75082; AGENT; HEALTH INSURANCE; 5 HRS/MO; 1 TRADING; I WILL SELL HEALTH INSURANCE. SELF-EMPLOYED TAX PREPARER/SELF-EMPLOYED TAX PRO/INVESTMENT RELATED-NO/4704 HOLT ST, BELLAIRE, TX 77401/11/15/2015/80/4/I PREPARE TAXES RETURNS. FM 98.7 RADIO VIETNAM/NO/11205 BELLAIRE BLVD, HOUSTON, TX, 77072/RADIO STATION/VOLUNTEER CONTRIBUTOR/11.01.2016/4/0/ONCE A WEEK, I CONTRIBUTE TO TALK ABOUT TAX AND BUSINESS ISSUES. HEALTHMARKETS, INC./NO/9151 BOULEVARD 26, NORTH RICHLAND HILLS, TX, 76180/HEALTH INSURANCE AND SUPPLEMENTAL HEALTH INSURANCE/INDEPENDENT ASSOCIATE/11.01.2016/25/2/I WILL BE A HEALTH INSURANCE AGENT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-10 |
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