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Lisa Ann Bellamy

Northwestern Mutual Investment Services, LLC

Nashville, TN

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2012-01-19
  • TN RA
    APPROVED
    Since 2012-01-19

Branch Locations

1600 Division St Ste 400, Nashville, TN 37203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles R. Pruett Nashville TN 11/2010 Present
Northwestern Mutual Investment Services, Llc. Nashville TN 01/2012 Present
Previous Registrations
  • 2009-07-23 → 2010-02-02
    Legacy Tax And Financial Planning, Llc
    Knoxville, TN
  • 2009-01-30 → 2009-12-31
    Woodbury Financial Services, Inc.
    Knoxville, TN
  • 2006-12-19 → 2009-01-05
    Securian Financial Services, Inc.
    Knoxville, TN
    Knoxville, TN
  • 2005-02-14 → 2006-03-07
    Bb&T Asset Management, Inc.
    Severville, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-11
S63 Uniform Securities Agent State Law Examination 2001-07-23
  • S66 Uniform Combined State Law Examination
    2005-02-11
  • S63 Uniform Securities Agent State Law Examination
    2001-07-23
Other Names
  • Lisa Ann Alexander
  • Lisa Ann Rasnake

View on SEC IAPD

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Thaddeus B Corbin
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CRYSTAL LYNN BEASTROM
JULIE G SANDBERG
JACKSON REESE MORAN
Hugh G Anderson

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
OSAIC WEALTH, INC. · NASHVILLE, TN
OCEAN PARK ASSET MANAGEMENT, LLC · Nashville, TN
U.S. BANCORP ADVISORS, LLC · Nashville, TN

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